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Gut microbiome-associated predictors as biomarkers of response to advanced therapies in inflammatory bowel disease: a systematic review.

Susanna Meade, Jeremy Liu Chen Kiow, Cristian Massaro, Gurpreet Kaur, Elizabeth Squirell et al.
Systematic Review Gut microbes 2023 30 citations
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Study Design

Study Type
Systematic Review
Population
IBD patients on advanced therapy
Intervention
Gut microbiome-associated predictors as biomarkers of response to advanced therapies in inflammatory bowel disease: a systematic review. Biologics, small molecules
Comparator
Responders vs non-responders
Primary Outcome
Microbiome predictors of therapy response
Effect Direction
Positive
Risk of Bias
Unclear

Abstract

Loss of response to therapy in inflammatory bowel disease (IBD) has led to a surge in research focusing on precision medicine. Three systematic reviews have been published investigating the associations between gut microbiota and disease activity or IBD therapy. We performed a systematic review to investigate the microbiome predictors of response to advanced therapy in IBD. Unlike previous studies, our review focused on predictors of response to therapy; so the included studies assessed microbiome predictors before the proposed time of response or remission. We also provide an update of the available data on mycobiomes and viromes. We highlight key themes in the literature that may serve as future biomarkers of treatment response: the abundance of fecal SCFA-producing bacteria and opportunistic bacteria, metabolic pathways related to butyrate synthesis, and non-butyrate metabolomic predictors, including bile acids (BAs), amino acids, and lipids, as well as mycobiome predictors of response.

TL;DR

Key themes in the literature that may serve as future biomarkers of treatment response: the abundance of fecal SCFA-producing bacteria and opportunistic bacteria, metabolic pathways related to butyrate synthesis, and non-butyrate metabolomic predictors, including bile acids, amino acids, and lipids, as well as mycobiome predictors of response.

Full Text

Gut microbiome-associated predictors as biomarkers of response to advanced therapies in inflammatory bowel disease: a systematic review

Susanna Meade a,b, Jeremy Liu Chen Kiowa,b, Cristian Massaroc,d, Gurpreet Kaurb,c, Elizabeth Squirella,b, Brian Bresslera,b, and Genelle Lunken b,c,d

aDepartment of Medicine, University of British Columbia, Vancouver, Canada; bIBD Centre of BC, Vancouver, Canada; cDepartment of Pediatrics, Univerisity of British Columbia, Vancouver, Canada; dBC Children’s Hospital Research Institute, Vancouver, Canada

ABSTRACT

Loss of response to therapy in inflammatory bowel disease (IBD) has led to a surge in research focusing on precision medicine. Three systematic reviews have been published investigating the associations between gut microbiota and disease activity or IBD therapy. We performed a systematic review to investigate the microbiome predictors of response to advanced therapy in IBD. Unlike previous studies, our review focused on predictors of response to therapy; so the included studies assessed microbiome predictors before the proposed time of response or remission. We also provide an update of the available data on mycobiomes and viromes. We highlight key themes in the literature that may serve as future biomarkers of treatment response: the abundance of fecal SCFA-producing bacteria and opportunistic bacteria, metabolic pathways related to butyrate synthesis, and non-butyrate metabolomic predictors, including bile acids (BAs), amino acids, and lipids, as well as mycobiome predictors of response.

ARTICLE HISTORY

Received 1 June 2023 Revised 29 October 2023 Accepted 20 November 2023

KEYWORDS

Inflammatory bowel disease; Crohn’s disease; ulcerative colitis; microbiome; metabolome; immunosuppressive therapy; treatment response

Introduction

Background

Inflammatory bowel disease (IBD) is a chronic and relapsing inflammatory condition that affects the gastrointestinal (GI) tract. Incidence is increasing and the etiopathogenesis is considered to be a combination of a genetic predisposition, environmental and dietary factors and the complex interaction between the host immune response and the gut microbiome.1 DNA sequencing and multiomics have dramatically advanced research into the host microbiome; alterations in which have been demonstrated in patients with IBD compared with healthy controls (HCs), termed as ‘dysbiosis’. Patients with IBD have 25% fewer taxa compared to healthy controls2,3 and the functional roles of the bacterial communities in IBD often favor a proinflammatory state.4

Typically, patients with IBD have reduced biodiversity with a decrease in Bacillota (previously Firmicutes [e.g. Faecalibacterium prausnitzii and Roseburia hominis]) and an increase in

Enterobacteriaceae. Microbiota profiles differ according to IBD subtype, disease phenotype,5 and disease activity.2,5–8 As such, individualized alterations in microbial composition have been associated with future disease flare or prognostic outcomes,9–12 and several studies have demonstrated normalization of fecal microbiota toward that of HCs after treatment (even after adjusting for baseline degree of dysbiosis and antibiotic use).13–15 In the IBD mycobiome, increased Basidiomycota and reduced Ascomycota (particularly Sacchromyces cerevisiae) have been associated with disease activity. Differential ratios of these two phyla have been observed in disease remission, disease activity and HCs, and it has been suggested that this ratio may be a marker of fungal dysbiosis. Increased abundance of Candida albicans has also been observed in IBD16,17 with normalization after infliximab (IFX) treatment to levels observed in HCs.16 The mycobiome has also been correlated to the bacteriome, more so in UC than CD, and also to single nucleotide polymorphisms associated with IBD (e.g. Card9).17 Viruses are more prevalent

CONTACT Genelle Lunken [email protected] 950 W 28th Avenue, BC Children’s Hospital Research Institute, Vancouver, British Columbia, Canada

Supplemental data for this article can be accessed online at https://doi.org/10.1080/19490976.2023.2287073.

© 2023 The Author(s). Published with license by Taylor & Francis Group, LLC. This is an Open Access article distributed under the terms of the Creative Commons Attribution License (http://creativecommons.org/licenses/by/4.0/), which permits unrestricted use, distribution, and reproduction in any medium, provided the original work is properly cited. The terms on which this article has been published allow the posting of the Accepted Manuscript in a repository by the author(s) or with their consent.

in the microbiome than bacteria yet even fewer studies have investigated the IBD virome. Although the bacteriome appears to reflect IBD disease activity more accurately than the virome, several viruses have been associated with CD (e.g. Retroviridae). In addition, since certain viruses can modulate bacteriome activity, an understanding of the IBD virome is likely required to appreciate the relationship between microbial networks and their role in IBD pathophysiology and response to therapy.18,19

The loss of response to therapy in IBD has led to a surge in research on precision medicine. Several studies have investigated the association between the microbiome and disease activity, or response to therapy, in the hope that these associations may serve as biomarkers to predict therapeutic response. To date, three systematic reviews have been published investigating associations between the gut microbiota and response to therapy in IBD.20–22 Estevinho et al included 10 studies published between 2014– 2018 largely describing the longitudinal changes in the microbiome during treatment.20 Radhakrishnan and colleagues reported associations between the microbiome and IBD therapy and included 19 studies, 25% of which had no baseline microbiome analysis.22 Jagt and colleagues systematically reviewed fecal metabolomics in pediatric IBD and only 3 of the 19 included studies compared changes dependent on response to therapy.21 Ananthakrishnan et al have also published a review article on microbiome biomarkers in IBD in 2020.23 From the available data, individual studies largely investigate the bacteriome with, or without, additional functional analysis. Since metabolomic shifts account for nearly 70% of microbiome variance, functional and metabolomic analyses provide an indirect way of quantifying microbial activity.24 The most commonly reported metabolic changes include a reduction in short-chain fatty acids (SCFAs), including butyrate, which coincides with the reduction in Bacillota (comprising many butyrate producing microbes),2 and changes in bile and amino acid profiles.21 There is scant data with regards to the mycobiome and virome in IBD, and even fewer studies

investigating the association with disease activity or response to therapy.

Purpose of the review

None of the described reviews specifically focused on microbiome predictors of response to advanced therapy. Sixteen of the studies included in our review,25–40 largely published in the last two years, were not included in the aforementioned reviews. In addition, this review focuses on the predictors of response to advanced therapy, including studies that have assessed microbiome predictors before the proposed time of response or remission. Therefore, several studies presented in previous reviews that only described associations at the time of response have been excluded. We also provide an update on the available data regarding the mycobiome and virome, which were not included in prior reviews. Therefore, this systematic review summarizes the available data on microbiomeassociated predictors of response to advanced therapy for IBD.

Methods

Aims and primary outcome

The primary outcome was the identification of microbiome-associated predictors of response or remission to advanced therapy at any time point. We aimed to provide a qualitative summary of the literature in this area and identify the study limitations and areas for further research.

Search strategy

We performed a systematic review of the medical literature from inception to February 2023 using Medline and Embase and searched the OVID platform. We aimed to report the microbiome predictors of response to advanced medical therapy. Search terms using subject headings and keywords included, but were not limited to, the following: ulcerative colitis, Crohn’s disease, inflammatory bowel disease, generic names for advanced IBD therapies or mechanism of action (including thiopurines, methotrexate, and licensed biologic therapies or small

molecules), dietary interventions, synonyms relating to the gut microbiome and treatment outcome, response, or remission. The full details of the search string are provided in Supplementary Information 1. Hand searching of the reference lists was also performed to obtain additional studies.

Inclusion/exclusion criteria

We included studies investigating i) patients with IBD of any age, diagnosed by conventional means, ii) with microbiome analysis (performed by any method) at baseline or before the time point for prediction, iii) related to IBD advanced therapy, iv) with clear definitions of therapeutic response, and v) comparison of responders and non-responders. We excluded abstracts, articles unavailable in English, studies investigating non-established medical therapy or ileal pouch anal anastomoses, and animal studies.

Study selection and data extraction

Study selection was performed in two stages: title and abstract screening, and full-text review. Any discrepancies encountered during the search were resolved by the senior author (GL). Advanced therapy was defined as any of the following licensed therapies for IBD: thiopurines, methotrexate, anti-TNF therapy, antiintegrin therapy, ustekinumab, risankizumab, JAK-inhibitors, and sphingosine-1-phosphate receptor modulators. We did not include studies investigating the use of antibiotics, 5-aminosalicylic-acid (5ASA) therapy or corticosteroids in our search. 5ASA therapy is low-risk, and thus the decision to use this first line when indicated is unlikely to be altered by predictive models since if treatment is successful, immunosuppression is avoided. Antibiotics and corticosteroids are used in specific circumstances either prior to or alongside advanced therapies. Therefore, predictive markers of response have the most clinical use for advanced therapies.

Data were extracted from the selected manuscripts by the primary author (SM) using a predefined data-capture form (Supplementary information 2).

Quality assessment

Two authors (JLCK, CM) independently assessed the methodological quality of the studies using the National Institute of Health study quality assessment tool (Supplementary information 3).41 The included studies were largely case series or single-arm cohort studies and therefore tools to assess for risk of bias in cohort studies with a comparator or control arm were not used. Study quality was assessed subjectively, as per the recommended guidance, based on the outcomes to 12 pre-defined questions and the overall impression after critical appraisal. If there were significant disagreement in the scoring, the authors discussed the results and reached a consensus with involvement of the primary author (SM).

Results

Summary of included studies

The PRISMA flow diagram displaying the study selection process is shown in Figure 1. After removal of duplicates, the Medline, Embase, and manual search of references identified 3513 articles. After screening and full-text review, 28 studies were included in the qualitative analysis.

A summary of the included studies is presented in Table 1 (with more details in Table S1). Table S2 outlines the reasons for the exclusion of certain studies that are relevant to the field. The 28 studies included one randomized controlled trial, two multicenter prospective observational cohorts, one multicenter prospective observational cohort combined with a retrospective cohort, 22 single-center prospective observational cohorts, and two retrospective observational studies.

The studies included a total of 3447 patients; 2658 (77%) were IBD patients (52% CD), and the rest were control subjects. Of the 28 studies, sixteen analyzed IBD phenotypes (CD, UC and IBDunclassified) together as one cohort,5,14,25,27,32–

  1. 39,42,44,45,48 and ten13,15,26,28,29,31,40,43,47,49 and two30,46 independently reported CD and UC, respectively. There were 20 adult5,14,25,26,28,29,31,33–
  2. 40,42–44,46,47 and 8 pediatric13,15,27,30,32,45,48,49 studies. Many studies performed a microbiome subanalysis. Therefore, the data specific to microbiome predictors of response to therapy included 1232 cases who had baseline microbial analysis as well
  1. Figure 1. PRISMA flow diagram.
  1. as data on therapeutic response, accounting for 46% of the study population.

Several studies investigated more than one advanced therapy, with the specific therapies investigated including anti-TNF (23 studies),5,13–15,25,26,28–30,32–40,44–47,49 vedolizumab (3 studies),27,33,42ustekinumab (2 studies),33,43 azathioprine (1 study)44 and non-specified advanced therapy (biologic/immunomodulator) in 2 studies.31,48

Four studies did not report specific exclusion criteria14,42,45,46 whilst the remaining studies excluded various patient groups (summarized in Table S1). Patients did not receive antibiotics prior to inclusion in 13 studies5,15,25,26,29,31,36,37,40,44,47,49,50 and in 12 studies antibiotic use was not an exclusion to enrollment.27,28,30,32–35,38,39,43,46,48 In addition to antibiotics, six studies also excluded probiotics (plus prebiotics in one study)49 if they were received between one and three months prior to enrollment.5,29,36,40,47,49

Microbiome analysis

Various techniques were used to evaluate the microbiome (Table S3). The bacteriome was evaluated in all included studies5,13–15,25–40,42–49 and the mycobiome in two studies (via internal

transcribed spacer [ITS] amplicon sequencing).38,51 Fecal metagenomic sequencing was performed via 16S ribosomal ribonucleic acid (rRNA)5,14,15,29–32,34–36,38–40,43,44,47–49,52 or whole genome shotgun metagenomic sequencing13,27,28,33,42 while other studies used quantitative PCR to analyze the fecal microbiota.25,46 Additionally, four studies utilized rectal29,30 or colonic biopsies.35,39 Amongst studies performing microbial analysis, all assessed relative abundance with one study evaluating absolute abundance.32 Salivary amplicon sequencing in addition to 16S rRNA abundance in extracellular vesicles in fecal, saliva, urine and serum samples were performed in one study.36 Other studies assessed fecal relative abundance using fluorescent signal strength (FSS – a pre-determined primer based methodology)37 or HITChip phylogenetic microarray.45 Eight studies performed functional microbial analyses14,26,27,29,33,40,42,44 and four studies investigated the metabolome.14,28,33,49

Assessment of study quality

Overall the studies were of fair quality and were individually rated as good (n = 2), fair (n = 25) or

Histological remission

UC – PMS ≤ 1 and/or

remission MES ≤ 1

Response: Reduction

response/remission

Week 14VedolizumabClinical remission at

remission: fCal <

in HBI/SCCAI ≥3

12 weeksanti-TNF – ADAClinical remission:

Etanercept Clinical remission

GOLI Clinical remission

time pointTherapy Definition of

UC – SCCAI < 2.

CDEIS ≥ 50%

Endo response:

reduction in

MH CDEIS 0–3

endoscopic

CDAI < 150

UC – PMS < 3

CD – HBI < 5

CD – HBI ≤ 4

CD – HBI ≤ 4

CD

250ucg/g

Biochemical

week 14:

points

8IFX, 19 ADA, 11

Week 14anti-TNF – IFX,

anti-TNF -

0, 1, 2, 3, 6, 9,

(Specific time

12 months

method and N** Predictive

point NR)

sequencing, in silico

Microbial analysis: 35

Microbial analysis: 85

Microbial analysis: 38

modeling, inferred

specific species by

function from the

analysis* Microbial analysis

Microbial analysis: 8

Fecal 16s amplicon

AGORA resource

Fecal 16s (Illumina

total DNA qPCR

Fecal analysis of 9

Adult85 IBD: 42 CD, 43 UC31R 54 NRfecal 16s, Illumina

based Shotgun

metagenomic

metabolomic

sequencing)

sequencing

metabolic

amplicon

anti-TNF: 15R,

6 R, 4NR (IFX)

PNR and 2LR

(Etanercept)

Responder/

(combined

Vedo: 11R,

responder

Validation

Adult38 IBD; 14 CD, 24 UC31R, 6 NR

Discovery

subgroup

11 R, 2NR

including

microbial

microbial

cessation

9 R, 3 NR

analysis

(Vedo)

Adult115 CDND in

Non-

with

with

AEs)

7NR

2NR

on vedo/anti-TNF & 99

HCs. Validation cohort:

23 IBD (10 CD, 13UC)

Discovery cohort: 12

IBD (8 CD, 4 UC), 17

rheumatological, 19

YearStudy typePrimary outcomePopulation Study composition/

Microbial analysis

before and after anti-TNF AdultIBD: 35/170

HCs

response: R vs PNR < 14W) or

ii) identify microbiome changes

ii) Characterize fecal microbiota

2LR (cessation <12 m – LOR/

observational Microbial signature of anti-TNF

changes during therapy and

iii) develop a predictive model

observational Microbiome function/structure

identify potential predictors

observational i)Define relationship between

induction and maintenance

structure and function and

observational i)ADA efficacy and safety in

on maintenance therapy

microbial metagenomic

vedolizumab induction

of response to therapy

clinical remission with

Chinese patients for

of remission

of response

AE)

Table 1.Summary of included studies.

2022 Retrospectively

2019 Prospective

2018 Prospective

2021 Prospective

42Ananthakrishnan

25Busquets

14Aden

26Chen

Author

()Continued

UC – PMS with CSFR

response/remission

weighted PCDAI/

Retrospective; PGA

time pointTherapy Definition of

UC – Mayo score

defined as <

fCal remission

assessment

assessment

endoscopic

Radiological/

fCal and CRP

250mcg/g

CD

14 weeksVedolizumabProspective:

Endoscopic

12–20 weeksAnti-TNF – IFXCD – HBI

PUCAI

24 weeksAnti-TNF -IFX or ADACD -HBI

CSFR

months anti-TNF – IFX, ADACDAI

6 weeksUstekinumabCDAI

CRP

method and N** Predictive

11–16

Microbial analysis: 232

gene expression by

16s rRNA amplicon

Samples: 57 urine, 64

Microbial analysis: 13

Microbial analysis: 20

Microbial analysis: 14

metabolites: urine,

samples via UPLC-

RT-qPCR. 43 rectal

pre and post anti-

analysis* Microbial analysis

patients. 28 pairs

CD, 2UC) Mucosal microbiota

biopsies from 29

Adult20 IBD; 17 CD, 3 UCNDFecal 16s amplicon

ustekinumab at 6 weeks Adult232 CD31 R, 201 NRFecal 16s amplicon

feces and serum

sequencing and

patient samples

serum, 48 feces

112 metabolomic

metagenomic

metagenomic

MS profiling

sequencing,

week 52 Fecal shotgun

sequencing

sequencing

(Illumina)

(Illumina)

analyses

analysis

28 partial R fecal 16s

TNF

2UC), 7NR (5

Responder/

UC, 13 HCs 11 R, 37 NR,

IBDU 40 R week

responder

CD, 4 UC 7 R (5 CD,

microbial

14, 41 R

Non-

with

Paediatric74 IBD; 52 CD, 21 UC, 1

Received anti-TNF: 10

response to anti-TNF in CD Adult86/99 IBD; 76 CD, 10

YearStudy typePrimary outcomePopulation Study composition/

response to IFX Adult14 CD, 6 UC, 9 HCs

Microbial analysis

Primary: To generate a pediatric

specific population PK model

identification of predictors of

well as evaluating exposure-

specific microbial signatures

anti-TNF therapy in patients

baseline and 6 months after

Secondary: explore whether

observation Changes in the microbiome at

microbiota and response to

observational Metabonomic/metataxonomic

for vedolizumab to identify

affecting drug clearance as

vedolizumab clearance.

response relationships.

patient-specific factors

predictive markers of

spondyloarthropathy

observational Microbial profiling and

with IBD-associated

are associated with

CERTIFI data) Associations between

observational

retrospective

Prospective

(part of the

2018 RCT (phase 2

2020 Prospective

2018 Prospective

2020 Prospective

2022 Multicentre

cohort)

REFINE

and

Table 1.(Continued).

29Dovrolis

43Doherty

27Colman

Author

34Ditto

28Ding

reduction in fcal or

Endoscopic or clinical

treatment change.

without treatment

normalization and

mild or no clinical

response/remission

6 weeksanti-TNF – IFXValidated symptom

ADA PGA, PCDAI, PUCAI,

analogue scale +

Responder to anti-

score combined

Week 4 remission:

remission (95%

time pointTherapy Definition of

Moderate: 35–60

relapse (CDAI)

escalation or

MH at baseline

Severe:65

TNF: >3fold

fcal < 100 =

corticosteroids Clinical scores

PUCAI < 10

with visual

fcal >100 NR

CD

Mild: 10–30

requiring

UC – PMPS

PUCAI <10

TNF CD – CDAI

surgery

activity

fCal, CRP

NPV),

fcal

immunomodulator

anti-TNF – 31 IFX, 1

30 Azathioprine, anti-

(not specified)

4 weeksanti-TNF,

44–54 weeksBiologic

and

Weeks 12 and

maintenance,

method and N** Predictive

3 months

ahead of

analysis

During

with a phylogenetic

206 rectal biopsies,

(Illumina): focus on

relative abundance

stool and analyzed

Microbial analysis: 58

Microbial analysis: 29

Microbial analysis: 11

genetic analysis of

Microbial analysis 38

(8 HCs, 18 JIA) 6 R, 5NRDNA extraction from

analysis* Microbial analysis

FastDNA SPIN Kit

20 anti-TNF) Fecal 16s amplicon

validation in 50

sequencing +

absolute not

Adult38 CD14 R, 24 NRFecal 16s rRNA

IBDU 10 R, 19NRFecal 16s rRNA

sequencing,

Fecal 16s RNA

sequencing

sequencing

microarray

(Illumina)

(HITChip)

amplicon

amplicon

amplicon

patients.

Microbial analysis: 152 105 R (ND for

32 R (12 aza,

Responder/

responder

subgroup

microbial

microbial

analysis)

Non-

with

with

UC, 6 IBDU, 26 controls

19 CD aza, 24 CD anti-

Paediatric29 IBD: 17 CD, 6 UC, 6

Adult65 IBD; 43 CD, 22 UC

therapeutic response to TNF Paediatric88/94 IBD; 36 CD, 26

YearStudy typePrimary outcomePopulation Study composition/

Microbial analysis

TNF, 10UC aza,

12 UC anti-TNF

Paediatric428 UC

To identify gene expression and

microbes predict response to

changes of gut microbiota in

observational To assess longitudinal dynamic

microbiome and SB mucosal

healing in SB CD. Secondary

order to identify a microbial

predict response to therapy

observational The association between fecal

absolute abundance of gut

between fecal microbiome

observational Fecal microbiota association

with disease activity and

azathioprine or anti-TNF

observational Aim to determine whether

community signature of

microbiota profiles that

therapeutic efficacy for

endpoint: association

and relapse

in UC

IFX

prospective

(PROTECT)

2021 Prospective

2020 Prospective

2022 Prospective

2015 Prospective

2019 Multicentre

cohort

Table 1.(Continued).

44Effenberger

30Haberman

32Hoyhtya

31Hattori

45Kolho

Author

below 250mcg/g in

colonoscopy week

SESCD <3 with no

response/remission

those with a level

52 week clinical and

UC – Mayo score or

PEN Reduction of fcal to

decrease in total

0and 12-20 wk.

ADA Clinical response:

time pointTherapy Definition of

UC CR: SCCAI < 3

ER: Mayo 0–1/

Vedo 14-week clinical

ADA, 2 GOLI HBI, Mayo, CRP,

> 250ug/g at

CD CR: HBI < 3

endoscopic

Mayo3,

CD

remission

remission

baseline

ADA, 3 GOLI CD – CDAI

ulcers

PMS

8 weeksanti-TNF – 50 IFX, 2

Microbial analysis: 7 6 weeksanti-TNF – 50 IFX, 6

12 weeksanti-TNF – 24 IFX, 4

12 weeksanti-TNF – 11 IFX, 5

weeks 79 TNF, 21 Uste, 85

ADA, 22 EEN, 16

method and N** Predictive

14 and 54

sequencing on stool

Microbial analysis: 185

rRNA abundance in

(metabolomics and

vesicles from feces,

saliva, urine, serum

and saliva and also

Microbial analysis: 86

Microbial analysis: 14

Microbial analysis: 19

microbial profiling

analysis* Microbial analysis

fecal (metagenomic

sequencing from

colonic mucosal

HC 32 RFecal 16s shotgun

and functional

potential) and

samples qPCR

metagenomic

extracellular

sequencing,

proteomics)

sequencing

10HC 7 R, 7NRAmplicon 16s

20 HCs ND16s amplicon

(EN or IFX)

Fecal qPCR

serum

R, 3NR), 15 at

weeks, 113 R

at baseline (4

samples in 7

week 2 (8 R,

week 6 (8 R,

at 52 weeks

Responder/

7NR), 13 at

microbiota

41 R 44NR

responder

remission:

remission:

91 R at 14

microbial

Endoscopic

Adult185 IBD; 108 CD, 77 UCClinical

Adult56 UCFaecal

5NR);

Non-

with

received IFX, 38 EN), 26

Adult30/40 IBD; 22 CD, 8 UC,

Adult19/39 IBD; 10 CD, 9 UC,

YearStudy typePrimary outcomePopulation Study composition/

Adult90/116 CD; CD (52

Microbial analysis

TNF therapy and correlate these

with serum metabonomics to

patients with UC before anti-

observational Determine association between

the effectiveness of anti-TNF

predict response to biologic

at multiple sites can predict

response via its interactions

anti-microbial peptides and

observational Whether microbiome changes

observational To explore whether interferon

data to treatment outcome

observational Gut metagenome sequencing

patients initiating therapy

signature affects anti-TNF

observational Characterization of the gut

microbiome in pediatric

microbiota profiles in

with EN or anti-TNF

compared to HCs

with microbiome

therapy

in IBD

2021 Prospective

2015 Prospective

2016 Prospective

2020 Prospective

2022 Prospective

Table 1.(Continued).

46Magnusson

35Mavragani

13Lewis

Author

36Park

33Lee

()Continued

>6 monthsanti-TNF – ADAHBI, drug persistence,

determined by MH

Clinical scores: HBI or

up colonoscopy at

response/remission

about 12 months.

Baseline and follow

Week 12anti-TNF – IFXEndoscopy (SES-CD

time pointTherapy Definition of

/Mayo score)

CD

Response

not defined CD – PCDAI

UC – PUCAI

UC – PMS

TNF CD – HBI

CSFR

PMS

fCal

doses anti-TNF – IFXPCDAI

CSFR

FCal

CRP

52 weeksImmunomodulator or

14 weeksUnspecified and anti-

biologic therapy,

method and N** Predictive

After 3–6

gene and fungal ITS

(8 baseline samples)

Microbial analysis: 158

1region separately

markers to provide

Microbial analysis: 11

Microbial analysis: 20

Microbial analysis: 17

bacterial 16S rRNA

outcomes for anti-

Microbial analysis 72

fluorescent signal

analysis* Microbial analysis

adysbiosis index

(24 with specific

predetermined

strength of 54

bacterial DNA

Faecal microbial

Faecal amplicon

Adult20 CD13 R, 7NRFaecal 16s rRNA

targeting the

TNF therapy)

5 R, 12NRFecal 16s rRNA,

HCs 4 R, 7NRFecal 16s rRNA

sequencing,

sequencing

sequencing

sequencing

(Illumina)

(Illumina)

amplicon

amplicon

amplicon

CD, 8 UC), 14

117 R, 41 NR

14 weeks – 8

microbiome Adult72 IBD; 25 CD, 47 UC44 R (13 CD/

escalation –

response at

Responder/

NR (6 CD, 8

partial R (4

responder

i)Treatment

31UC), 12

microbial

Outcome

R, 16NR

ii) anti-TNF

Non-

with

UC)

Paediatric19/29 IBD; 15 CD, 4 UC,

Adult164/324 IBD; 68 CD, 84

UC, 12 IBDU, 116 Non-

IBD symptomatic HCs

during IFX treatment Paediatric11/27 IBD; 11 CD, 16

10 HCs (including 6

YearStudy typePrimary outcomePopulation Study composition/

Microbial analysis

unaffected family

and 44 HCs

members)

disease course and treatment

observational Assess fecal microbiota changes

the fecal bacterial and fungal

disease activity and response

observational Explore longitudinal changes in

observational Predictors of response to IFX in

role on response to anti-TNF

Secondary outcome: identify

signatures associated with

signatures associated with

IBD and their phenotypes.

observational Evaluate the microbiota at 6

and CRP at 6 months and

dysbiosis and markers of

dysbiosis and ascertain

observational Identify fecal microbiota

associations between

association between

(Secondary outcomes:

months of therapy.

microbiome

to therapy

predictive

response

therapy.

prospective

2019 Prospective

2016 Prospective

2021 Prospective

2018 Prospective

2020 Multicentre

Table 1.(Continued).

38Holmberg

47Ribaldone

15Wang

Ventin-

48Shaw

Author

37Vatn

azathioprine; CDAI – CD disease activity index; (w)PCDAI – (weighted) pediatric CDAI; PUCAI – pediatric UC activity index; fCal – fecal calprotectin; CSFR – corticosteroid free remission; RCT – randomized controlled trial.

Mayo endoscopic score; PMS – Partial mayo score; R - response or remission; NR - non-response or non-remission; ND – Not documented; CDEIS – Crohn’s disease endoscopic index of severity, SES-CD – simple endoscopic

IBD – inflammatory bowel disease; CD – Crohn’s disease; UC – ulcerative colitis; HBI – Harvey Bradshaw Index; MTWAI – modified Truelove and Witt activity index; SCCAI – simple Crohn’s and colitis activity index; MES –

score for CD; PGA – physician’s global assessment; MH – mucosal healing; rRNA – ribosomal ribonucleic acid; anti-TNF – anti-tumor necrosis factor-alpha, IFX – infliximab; ADA -adalimumab, GOLI – golimumab; aza –

MTWAI, SCCAI, fcal,

CDAI: baseline and at

surgery, CDAI, HBI,

follow up anti-TNFQOL, disease activity,

response/remission

weeks; MH: CDEIS

ileocolonoscopy at

baseline and 30

neutrophil ratio

hospitalization,

time pointTherapy Definition of

CRP, ESR, WCC,

medication,

endoscopy.

adherence,

change in

CD

infusions

30 weeksanti-TNF – IFX0and 30w

0–2

doses anti-TNF – IFXPCDAI

weeks anti-TNF – IFXCDAI

method and N** Predictive

14 and 30

After 3–6

5.7 years

24 also treated with

Microbial analysis: 18/

received IFX), 20 HCs 11 R, 7NRFecal 16s rRNA/fungal

Microbial analysis: NR

Microbial analysis: 16

Microbial analysis: 49

(reported as 4500

analysis* Microbial analysis

(Illumina) and

segments per

232 UC, 229 non IBD 345 R, 157NRTissue 16s rRNA

metabolomic

ITS amplicon

9 R, 7NRFecal 16s rRNA

Fecal 16s rRNA

sequencing

sequencing

sequencing

sequencing

samples, 5

(Illumina)

(Illumina)

amplicon

amplicon

amplicon

targeted

patient)

analysis

IFX

40 (30 weeks)

remission: 36

response: 39

Responder/

Endoscopic

(14 weeks),

(30 weeks)

responder

microbial

MH: 21 (30

Adult49 CDClinical

weeks)

Non-

with

Adult123/196 IBD; 72 CD, 51

UC, 73 HCs (treatment

Adult502/729 IBD: 270 CD,

response assessed in

Paediatric29/49 IBD; 29 CD (18

YearStudy typePrimary outcomePopulation Study composition/

Microbial analysis

16 CD)

*as per study definition; **Number of patients with both microbial analysis and responder data.

severity that are reproducible

microbial biomarkers predict

and endoscopic response to

observational Explore structure and function

observational Determine microbiota profiles

associated with the clinical

disease activity and status,

of micro/mycobiome and

populations, clarify if any

phenotype, location and

patterns in Chinese IBD

profiles across different

IFX at week 14 and 30.

understand microbiota

metabolome and their

disease progression or

patients with different

observational Aim to characterize fecal

Identify gut microbiome

relationship with IFX

according to disease

response to therapy

over the long-term

microbiota profiles

treatment

observational

(microbiome

associations

(predictors)

with IBD vs

2019 Retrospective

2020 Retrospective

and cross-

2021 Prospective

2018 Prospective

sectional

study

HCs)

Table 1.(Continued).

40Zhuang

39Yilmaz

49Wang

Author

5Zhou

poor (n = 1). (Supplementary information 3). Lower ratings were largely due to small sample sizes, the absence of blinding and a lack of serial outcome measurements.

Synthesis of results

Table S4 summarizes the microbiota and metabolomic predictors of response to therapy.

Microbial diversity Several studies have investigated whether alpha or beta diversity at baseline predicts response to therapy (Figure 2 and Table S5). Alpha diversity relates to variance or biodiversity within a particular sample and is often referred to as ‘evenness’ or ‘richness’. Beta diversity refers to similarities or dissimilarities in microbial communities between samples. Although fecal microbiota

  1. Figure 2. Microbial diversity.

diversity has been shown to differ between patients with IBD and HCs14,15,28,29,36,39,45,53 and longitudinal changes in diversity are frequently seen after therapeutic intervention, toward eubiosis,5,13– 15,26,36,38,40,53 this is not always the case.37,44,54,55

Diversity in the fecal microbiota at baseline did not predict response to therapy in 12 studies.5,13,14,26,32,34,38–40,44,48,49 This included one study in 19 newly diagnosed pediatric patients with IBD where remission at 1 year was endoscopically defined. The degree of dysbiosis improved over time but did not match that of HCs at final followup.48 The association between diversity and treatment response was not reported in nine studies.15,25,28,30,31,35–37,47 Only seven studies (mostly with small cohort sizes) observed an association, with all studies assessing the fecal microbiome. Analysis of fecal microbiota in two studies demonstrated increased alpha and reduced beta diversity at baseline. These observations predicted week-14 response to vedolizumab therapy in CD (but not UC) in 85 patients from the PRISM (Prospective Registry of IBD Study at Massachusetts General Hospital)42 registry (analyzed with shotgun metagenomic sequencing) and 6-week remission after ustekinumab induction in a sub-study of 232 CD patients enrolled in CERTFI (a randomized-controlled trial investigating the efficacy of ustekinumab in moderate to severe CD)[analyzed by qPCR].43 A further analysis of the PRISM registry demonstrating differential response to biologic therapy based on microbial richness within metacommunites at baseline is discussed in detail below.33 Conversely to the findings in UC patients above, Magnusson et al demonstrated that the baseline microbial diversity, evaluated with the dysbiosis index, did predict therapeutic response to anti-TNF at week-6. This study only analyzed seven baseline fecal samples.46 Examination of 16S rRNA from rectal tissue of 10 patients with CD prior to infliximab (IFX) induction, demonstrated differential beta diversity in responders and non-responders in both pre- and post-treatment samples.29 In a pediatric cohort of 68 IBD patients receiving anti-TNF therapy, Kolho et al did not directly compare responders with nonresponders but demonstrated that the shift toward the eubiosis of HCs at 6 weeks (evaluated with

HITChip) was predictive of biochemical remission (fecal calprotectin [fcal] <200mcg/g) 3 months later.45 Lastly, Colman et al demonstrated that the delta in alpha diversity between week 0–2 and the baseline beta diversity (as measured with shotgun metagenomic sequencing) predicted week-14 vedolizumab trough level. The latter was associated with corticosteroid-free remission (CSFR) at week14. The value of this indirect association is unclear given the limited data on the benefit of vedolizumab therapeutic drug monitoring in improving long-term outcomes.56 Park et al published the first study investigating next-generation sequencing analysis of saliva and nanoparticle analysis of extracellular vesicles in feces, urine, saliva, and serum. No differences in diversity were observed when compared to HCs. The correlation between baseline diversity and therapeutic response was not assessed.36

When comparing studies based on allowance of antibiotic use at enrollment, a similar proportion of studies in each group found no association between diversity and response to therapy (6/13 and 5/12 respectively). Compared to the 18 studies that did not specifically exclude pro- or pre-biotics a similar proportion of studies found no association between diversity and response to therapy (3/6 and 8/18, respectively). Clearly, it is hard to draw conclusions from this given the heterogeneity of the individual studies, interplay of other confounding factors and lack of documentation as to whether antibiotics or probiotics were actually received in patients involved in studies where they were not an exclusion to study entry.

Given the inconsistencies in the literature and the small number of positive studies, baseline diversity does not appear to have a strong correlation with future therapeutic response. No clear trends were observed with regards to the type of diversity analysis performed and this may be at least in part due to the multiple alpha and beta diversity metrices used, reducing the ability to directly compare results between studies. Two larger studies have identified microbial networks that are associated with response to therapy.33,39 One of the microbial networks identified (Group 1) by Lee et al, characterized by a more diverse community profile and higher abundances

of the Bacillota phyla (including Faecalibacterium, Eubacterium, Ruminococcus and Roseburia), was associated with higher rates of clinical remission.33 Similarily, Yilmaz et al demonstrated that a reduction in the members of cluster CDA was associated with worse outcomes and poorer response to therapy.39 Although similar taxa were observed between cluster CDA and Group 1 (Faecalibacterium, Ruminococcus, Blautia and Roseburia), microbial diversity was not observed to be higher in cluster CDA. Therefore, microbial interactions and the functional capacity of specific microbial networks rather than microbial diversity alone may be more important factors to focus on in future research.

Bacteria composition and functional capacity

Several studies have investigated the differential abundance of microbial taxa at baseline and evaluated whether they can predict response to therapy (Table S6). Where taxonomic changes do not predict response, some studies have performed functional and/or metabolomic analysis since the measurement of fecal metabolites as microbial functional properties are reported to be more consistent between individuals than the abundance of certain taxa.14 These additional analyses also attempt to infer causation rather than association, particularly where all identified correlations are found to be significant (i.e. taxonomic, functional, and metabolomic analyses).

Opportunistic organisms

In addition to the increase in Clostridia/SCFAproducing bacteria observed with therapy, several studies have observed trends in the abundance of opportunistic organisms (those with the potential to cause infection in the presence of immune dysregulation). Increased levels of Fusobacterium and Escherischia-Shigella have been noted in CD when compared to HCs in both fecal15,29,49 and salivary samples.36 Reduced relative abundance of Enterobacter, Fusobacterium and EscherichiaShigella have been observed during IFX therapy compared with baseline.40 Fusobacterium have been associated with increased rates of endoscopic disease activity.31 Specific to anti-TNF therapy, Fusobacterium has been observed to fall in overall abundance after treatment,26 and more

so in responders than non-responders.29 Small studies in patients with CD treated with adalimumab have observed increased abundance of Escherichia-Shigella in non-responders at 12 weeks26 and reduced abundance in responders (compared to stable abundance in nonresponders) at 6 months.47 Effenberger et al noted an increase in abundance of Klebsiella in patients failing to respond to azathioprine.44 All of these studies observed changes at the time of the reported response with none observing baseline changes that could serve as potential predictors. Lower baseline abundance of EscherichiaShigella was noted in a subset of patients achieving 6-week remission in the CERTIFI trial.43 An increase in baseline absolute abundance of Actinomyces, another potentially pathogenic organism, has also been reported in a small study of IBD patients (n = 29) who did not respond to IFX.32 In other small studies, the increased differential abundance of Enterobacter and Fusobacterium in non-responders to advanced therapy did not reach significance48 or conversely, an increase in Eshcerichia-Shigella in responders was observed after treatment (without predicting response to therapy).29

The mycobiome and virome.

The potential of the mycobiome to predict the response to therapy has been explored in two studies. Ventin-Holmberg et al evaluated mycobiome predictors of response to IFX at 12 weeks in 68 patients with IBD. Baseline fungal diversity did not predict the therapeutic response, but an increase in Candida at baseline was observed in non-responders. In addition, the relationship between selected genera in the bacteriome and mycobiome correlated with response.38 In a smaller study including 18 patients who received IFX, disease severity correlated with certain fungal genera, but significant differences in abundance were only demonstrated after therapy.49 Neither of these studies replicated the findings from Sokol et al with regards to an increased Basidiomycota: Ascomycota ratio, all three of which analyzed the mycobiome via amplicon sequencing.

Only one study evaluated the virome, in addition to the bacteriome, and found no difference between IBD vs HCs.13 No studies were

identified that have evaluated virome predictors of response to therapy.

SCFA-producing organisms and butyrate synthesis pathways

In a prospective observational study,14 16S rRNA sequencing and fecal metabolomic profiles were examined in a discovery cohort (encompassing 12 IBD patients receiving anti-TNF therapy). Fourteen indicator phylotypes differentiated HCs from active IBD patients at baseline. Coprococcus and Roseburia inulinivorans (both SCFA producers)57 were the top baseline indicators, progressing from reduced abundance at baseline to no significant difference from HCs at week 30. These taxa were not associated with the response to therapy. However, in silico metabolomic analysis (the use of computational modeling to identify the predicted alterations in metabolomic pathways based on the measured abundance of bacterial species) demonstrated significant differences between IBD patients (and their therapeutic response) and HCs. In particular, a baseline reduction in metabolic interchange (a marker of metabolic exchange between organisms) was observed in anti-TNF non-remitters and remained significant after treatment. These findings were replicated in a validation cohort in which metabolomic analysis was performed on prospectively collected baseline fecal samples (23 treatment-naïve patients receiving either anti-TNF [n = 10] or vedolizumab therapy [n = 13]). Importantly, the findings persisted even after adjusting for baseline disease activity with both clinical and objective inflammatory markers. The sample size was too small to assess whether the observations were a class effect or also occurred with vedolizumab treatment. In silico meta-analysis of microbial metabolites from both the discovery and validation cohorts identified 10 baseline metabolites associated with subsequent non-remission after anti-TNF therapy when compared to HCs, seven of which were specifically reduced in non-remitters (but not remitters) at baseline (acetaldehyde, L-Arginine, Butyrate, L-lactate, ammonium, ornithine, and carbon dioxide). There was also an 81% reduction in butyrate synthesis at baseline in anti-TNF non-remitters versus remitters. To further test the hypothesis generated from the in silico modeling, they

screened 50 fecal metabolites in nine patients prior to the initiation of anti-TNF therapy. The specific findings are outlined in Table S6 but highlight an increase in baseline fecal butyrate in 14week remitters.14 The 12 patients with IBD (4 UC, 8 CD) in the discovery cohort were treated with etanercept and 22% remitters and 33% nonremitters were maintained on 20 mg prednisolone. The IBD validation cohort received licensed medications (IFX or vedolizumab), but 26% of the remitters and 50% of the non-remitters continued with varying doses of steroids at 14-weeks. Since etanercept has not been shown to be effective in CD clinical trials,58 the discovery cohort results may represent a response to steroids rather than to anti-TNF therapy. The validity of extrapolating data from an unlicensed drug used in the discovery cohort to a licensed drug in the validation cohort, albeit of the same therapeutic class, is uncertain. Effenberger et al also employed in silico metabolomic modelling in 65 patients with IBD and similarly identified a higher abundance of butyrate production at baseline (1.7-fold) in remitters than in non-remitters at weeks 12 and 30 (defined by CDAI < 150, normal C-reactive protein [CRP], and fcal < 150mcg/g). This was significant in the subgroup of patients with CD treated with azathioprine and not with anti-TNF therapy. No adjustment was made for baseline disease severity and therefore it is possible that increased baseline butyrate represents selection bias where certain patients with potentially milder disease activity were selected to initiate azathioprine rather than antiTNF therapy.44

The IBD team at Massachusetts General Hospital has developed two prospective databases (IBD [PRSIM] and endoscopy [GI disease and endoscopy registry]) with the aim of advancing translational research in IBD with a particular focus on genetic and microbial alterations at diagnosis and also for prediction of relapse or response to therapy.59 Two important studies have been published based on analysis of the PRISM registry providing insights into how the microbiome may predict response to therapy. The first study42 evaluated data from 85 patients undergoing vedolizumab therapy and demonstrated the significance of the abundance of Roseburia inulinivorans, and also of Burkholderiales, which were increased at baseline in week-14 remitters (compared

to non-remitters). Paired samples were available for 41 patients at both baseline and follow-up (10/24 of CD in remission and 11/17 of UC in remission). Longitudinally in CD, there was a significant reduction in Roseburia inulinovorans in remitters and, conversely, an increase in non-remitters. Differential abundance of several taxa were also observed after treatment, depending on the response to therapy, with associated changes in several functional pathways linked to oxidative stress, colonic inflammation, and/or host immunity (Table S6). In the few patients who had samples at all time points (baseline, 14, 30 and 54 weeks; 5 CD, 8 UC), week-14 remitters showed persistent microbiome changes at week 30 and week 54 suggesting an early microbiome ‘response’ to therapy may be associated with a durable outcome.42 The findings were validated in an anti-TNF cohort of 20 patients suggesting these findings were not specific to a particular therapy. The reduction in abundance of Roseburia inulinovorans longitudinally is at odds with the hypothesis that SCFA-producing bacteria may be beneficial. The authors postulate that this may be related to the ability of some strains of Roseburia to produce proinflammatory proteins that stimulate IL-8. This further serves to highlight the complexities in microbiome research. This same group went on to evaluate a larger cohort from the same database. 185 IBD patients underwent fecal and serum sampling prior to induction with anti-TNF, ustekinumab or vedolizumab therapy.33 Using microbiota profile modeling, two distinct bacterial metacommunities were identified and predicted response to therapy. Group 1 was more diverse and included F.prausnitzii and Ruminococcus bromii whereas group 2 was dominated by Bacteroides ovatus, Bacteroides thetaiotaomicron and Veillonella parvula. Increased microbial richness at baseline (group 1) predicted clinical remission at 1-year in patients receiving ustekinumab or anti-TNF therapy, while the same was not true for patients receiving vedolizumab. Significantly higher rates of clinical (67% vs. 36%) but not endoscopic (65% vs. 36%) remission were observed at week-52 in group 1 (compared to group 2). Group 1 patients were more likely to respond to ustekinumab/antiTNF therapy than to vedolizumab therapy, independent of baseline disease severity or IBD subtype. Several microbial species at baseline (many of which were SCFA-producers) were associated with clinical

remission at week-14 with weaker or non-significant associations noted at week-52 (Table S6). The microbial diversity of Group 1 (compared to Group 2) was negatively associated with cytokines linked to inflammatory cascades and treatment resistance, such as IL10RB and IL12RB1. When comparing anticytokine to anti-integrin therapy, differential serum proteins (including caspase 8 and IFNLR1) were associated with remission.33

The largest study to date was a retrospective analysis of 502 patients with IBD (composed of two independent cohorts). The authors identified consistent clusters of organisms associated with poor treatment response. The favorable cluster labeled CDA included several SFCA-producing Clostridia (Table S6). Taxa specifically associated with response to anti-TNF therapy included Bifidobacterium, Collinsella, Lachnospira, Lachnospiraceae, Roseburia, and Eggerthella. Phascolarctobacterium was correlated with nonresponse. These findings were replicated in both cohorts. Differential abundance of taxa with regard to response to corticosteroids was also observed in both cohorts but could not be replicated in the opposite cohort. Among the 83 taxa analyzed, several were associated with disease activity (rather than prognosis): Enterobacteriaceae and Klebsiella were associated with active disease in CD, and Prevotella and Ruminococcus in UC. There was no association between CDA clusters and clinical disease scores or fecal calprotectin levels. This may suggest that these parameters were poorly correlated with clinical disease activity in this study or that cluster CDA could serve as a biomarker for protective physiology against disease relapse but not for disease activity.39

In addition to the aforementioned large landmark studies, several smaller studies have corroborated the association between SCFA-producing bacteria and response to therapy. In small pediatric studies, the presence of various genera of Clostridia in CD or combined CD/UC cohorts were associated with response to anti-TNF therapy, either clinically (pediatric CD activity index [PCDAI]

10 after up to 6 infusions)15,49 or, additionally, biochemically defined (3-fold reduction or normalization of fcal at week-6).45 In this latter study, severe inflammation was characterized by a reduction in butyrate-producing organisms,

gram-positive bacteria (particularly Clostridium clusters IV and XIVa) and diversity.45 Wang et al also performed metabolomic analysis demonstrating that reduced levels of SCFA-producing bacteria were associated with low levels of fecal SCFAs (acetic, butyric, and propanol acids).49 Consistent trends have been observed in two adult studies with endoscopic assessment at the final follow-up, thus providing an association with the gold standard for objectively defined remission. A reduction of SCFA-producing bacteria predicted non-response to IFX in 72 patients with IBD (majority UC in this study) who were followed for a year (87% underwent endoscopy at final follow-up).38 The converse was demonstrated in 49 patients with CD, where the incremental abundance of Clostridiales from week 6 (but not baseline abundance) predicted clinical response to IFX at weeks 14 and 30.40 One pediatric cohort of newly diagnosed patients with IBD and endoscopically defined end points demonstrated that the differential abundance of four operational taxonomic units (OTUs) were associated with response to advanced therapy. In non-responders at baseline, Coprococcus, Adlercreutzia and Dialister were reduced and an unnamed genus of Enterobacteriaceae was increased. Of note, none of the UC patients responded to therapy in this study.48

F.prausnitizii, an SCFA-producing bacterium, has been investigated in several studies and deserves specific mention. Analysis of baseline fecal samples from just seven patients with UC demonstrated more pronounced dysbiosis in antiTNF non-responders. Increased levels of F. prausnitzii (both at baseline and up-trending during induction) were associated with favorable outcomes. The absence of an increase in the abundance F. prausnitzii longitudinally during induction was associated with non-response. Additionally microbial change preceded the fall in fCal levels.46 Whilst F.prausnitzii could be a potential early biomarker for response, this finding has not been consistently replicated in other larger studies.14,25 The correlation has, however, been demonstrated in a large non-anti-TNF cohort. In a subgroup analysis of the CERTIFI trial investigating the efficacy of ustekinumab in the maintenance of moderate to severe CD, increased relative abundance of Faecalibacterium

at baseline was observed in 6-week remitters and was also present at induction in every patient who entered remission at 6 weeks.43 In the aforementioned study from the PRISM registry, F.prausnitizii belonged to the metacommunity correlated with favorable response to both anti-TNF and ustekinumab.33 Colman and colleagues correlated the presence of Faecalibacterium at week2, along with several other SCFA producing bacteria (Table S6), with week-14 vedolizumab trough levels, which were in turn associated with week-14 CSFR. In silico functional analysis in this study demonstrated the enrichment of two predominant butyrate biosynthesis pathways, which were also independently correlated with week-14 vedolizumab trough levels. They postulated that reduced levels of SCFA-producing bacteria, which are known to be associated with mucosal barrier function, may lead to increased GI drug loss. Notably, disease activity (raised erythrocyte sedimentation rate [ESR], low albumin) was also associated with drug clearance.27

These studies collectively investigated the connection between SCFA-producing bacteria and/or butyrate-producing pathways and their relationship with treatment response in patients with IBD. The majority of these studies indicated that reduced metabolic exchange between organisms,14 lower fecal butyrate concentrations14,44 and decreased relative abundance of SCFA- and butyrate-producing taxa14,15,33,38,39,42,45,49 at baseline may be predictive of non-response to advance therapies. However, inconsistency exist among the studies, particularly in the context of F.prausnitzii, and do not provide definitive evidence to support the use of these microbial factors as biomarkers of response. Additionally, most studies primarily focus on differences in specific taxa rather than assessing the levels of specific metabolites such as butyrate. Metabolic redundancy within the gut microbiota makes it challenging to infer that increases in SCFA- or buyrate-producing taxa directly correspond with increased levels of these metabolites without direct measurement.60 Future studies aiming to gain a deeper understanding of the gut microbiome’s influence on therapeutic response

should extend their focus beyond taxa and consider specific metabolic pathways and the production of specific metabolites, as these microbial factors are likely to have a more direct impact on therapeutic outcomes.

Additional metabolomic or functional analyses

Functional and metabolomic analyses are reported to be more consistent between individuals than the differential abundance of taxa and therefore may provide a better insight into the pathogenesis of disease.14 In the aforementioned analysis of the PRISM registry, Lee et al performed additional functional microbiome profiling to understand the changes associated with remission. They highlighted the potential role of microbial enzymes such as glycoside hydrolases and enzymes associated with secondary bile acid (BA) synthesis. Several baseline serum secondary BAs were associated with week-14 remission and glycerophosphoethanolamines and diacylglycerols were associated with non-remission. The abundance of secondary BAs was associated with the microbiota with known 7a/B-dihydroxylation capacity (largely mediated by Clostridia). The abundance of these microbes was higher in the metacommunity which was associated with the response to ustekinumab/ anti-TNF therapy. The association between response to therapy and the prevalence of microbiota with 7a/B-dehydroxylation capacity was further validated in 46 patients receiving IFX in two combined historic cohorts. Another independent cohort of 220 patients was used to corroborate the metabolomic link between raised secondary BAs, 7a/B-deyhdroxylation capacity and disease activity. Paired fecal metagenomic and metabolomic data demonstrated that patients with 7a/ B-deyhdroxylation capacity had higher fecal secondary BAs. Conversely, patients with active disease had lower fecal secondary BAs, suggesting that they may be protective against inflammation.33

In addition to measuring fecal butyrate metabolites, Wang et al also demonstrated that CD patients at baseline compared to HCs had reduced fecal levels of unconjugated and secondary BAs and increased levels of conjugated and primary BAs (but similar overall BA levels). These findings were associated with a reduction in the abundance of Bifidobacterium and Clostridium clusters IV and

XI; bacteria which are associated with bile salt hydrolase capacity, which may lead to a reduction in deconjugation. Although IFX treatment was associated with an increase in bacteria with 7ahydroxylase activity which was associated with an increased ratio of unconjugated to conjugated BAs, fecal BAs were not predictive of response to therapy in this smaller study. The relationship between bile salt metabolism and microbiome predictors of response to therapy is summarized in Figure 3.28,33,49,61–63 Differential changes according to treatment response were also noted in the amino acids of the fecal metabolome (Table S6).49

Ding et al investigated the taxonomic and metabolomic predictors of the response to anti-TNF therapy in 86 patients with IBD. Despite no significant taxonomic changes, fecal, serum, and urinary BAs differed between responders versus nonresponders, with different microbial signatures demonstrated in each sample type (Table 2 & Table S6). Increased serum secondary and tertiary BAs were similarly observed in anti-TNF responders, whereas higher levels of sulfate- and glycineconjugated primary BAs were noted in nonresponders. Including the three most predictive BAs in a composite model provided an AUC of 0.81 (±0.17) for predicting anti-TNF response. Fecal and serum histidine, urinary cysteine, and differential levels of lipid markers also predicted response. In responders, serum phosphatidylcholine, ceramide, sphingomyelin, and triglyceride levels were reduced, whereas fecal phosphocholines and triglycerides were increased. Fecal lipid profiling provided an AUC of 0.94 (±0.10) for response to therapy.28

Studies showing no association between the gut microbiome and response to therapy

Several studies have not observed that microbial abundance is capable of predicting the response to therapy. These findings may be true, or due to several factors: the small sample size,26,47 how the response was defined, cohort heterogeneity or the methodology. Busquets et al included cessation due to adverse event in their definition of response and found no individual taxa associated with response to therapy.25 Vatn et al performed a multicentre study in Europe recruiting newly diagnosed

  1. Figure 3. Related microbial predictors of response of therapy.

patients with IBD to identify fecal microbiota signatures associated with IBD and their phenotypes. The secondary outcome was the identification of signatures associated with disease course and response to therapy. A total of 158 patients had information on their medical trajectory, with patients being followed for at least 12 months, 41 of whom required treatment escalation for disease flare (biologic, cyclosporine, or surgery). Disease severity at baseline according to CRP or fcal was associated with the need for escalation, but no microbial predictors were identified. This was the only study to evaluate bacterial abundance based on the FSS of 54 pre-determined bacterial DNA markers. FSS was available in 24/29 patients who escalated to anti-TNF therapy, eight of whom achieved clinical and biochemical remission. No differences were seen in this subgroup.37 Several of the negative studies, in terms of taxa predicting response to therapy, combined IBD subtypes14,28,37,44 or had a more stringent definition of clinical response to therapy requiring either

  1. at least one objective marker of inflammation or corticosteroid free remission.26,28,44,47 In one study,

all of the non-responders (7/20) were in clinical remission but failed to meet the criteria for response due to ongoing corticosteroid therapy.47 While this study is likely underpowered, the inflammatory burden in each group was not compared objectively and differential abundance of bacteria has been observed with corticosteroid exposure.32,43 In addition, samples were taken at baseline and 6 months.47 Larger studies performing sequencing more frequently have demonstrated a predictive value at 14- but not 52-weeks with regard to specific taxa.33

Predictive models

The correlation between microbial biomarkers at baseline and subsequent outcomes after treatment are just associations. As previously described, true predictors need to be compared between remitters and non-remitters and performance should be evaluated as predictors (sensitivity, specificity, positive and negative predictive values) rather than just a significant p-value for association.64

Table 2. Predictive models.

Author Predictive time point Therapy Predictive Model Microbial predictors Busquets25 Samples at 0, 1, 2, 3, 6,

anti-TNF 8 IFX, 19 ADA, 11 GOLI

They did not demonstrate response prediction with specific species as predictors of response (9 evaluated) but the ratios of four of these combined together in a model did predict response.

9, 12 months (Specific time point NR)

Relative abundance of: F. prausnitzii/Eubacteria; F. prausnitzii phylogroup 1/Eubacteria; Methanobrevibacter smithii/Eubacteria; Ruminococcus/Eubacteria; Sensitivity 93.3%, specificity 100%, PPV 100%, NPV 75% Prediction of anti-TNF response. Unclear at what time point serves as predictor

Kolho45 During maintenance, 3

anti-TNF – 31 IFX, 1 ADA Bidifidobacterium and Clostridium colinum for prediction of response to anti-TNF

months ahead of analysis

at 6 weeks: Sn, Sp, PPV, NPV all 1 Eubacterium: Sn, Sp, PPV, NPV all 0.80 Clostridiales: Sn 0.83, Sp 1.0, PPV 1.0, NPV 0.8 Strep. mitis and Vibrio: Sn 1.0, Sp 0.83, PPV 0.80, NPV 1.0 Not direct comparison of responders with non-responders but the shift toward

the eubiosis of HCs at 6 weeks was predictive of biochemical remission (fCal <200ucg/g) 3 months later

Increased Clostiridum sphenoides and Haemophilus spp associated with fCal < 200ucg/g 3 months later (AUC 0.88)

Shaw48 52 weeks Immunomodulator or biologic therapy, not defined

Relative abundance of 15 weighted genera, (largely of the Clostridiales family):

AUC 76.5%, prediction error in responders (20%) and non-responders (25%). All 4 UC patients were non-responders

VentinHolmberg38

Week 12 anti-TNF – IFX Selective genera used in a predictive model for 12-week remission: AUC 0.80 for all IBD patients, 0.84 for CD, 0.79 for UC

Increased accuracy when genera with differential abundance in IBD subtypes included in the model: AUC 0.93 for CD (Bifidobacterium, Rothia, Atopobium, Gemella, Pseudoflavonifractor, Sutterella and Pseudomonas) AUC for UC 0.82 (Enterococcus, Clostridium, Peptostreptococcus,

Faecalibacterium and Candida.)

Combined microbial and clinical models Ananthakrishnan42 Week 14 Vedolizumab ‘VedoNet’

Modelled in vedolizumab (n = 21) and validated in anti-TNF cohort (n = 20) AUC 0.87 (>80% true discovery rate, <25% false discovery rate) Variables: Clinical: IBD type, sex, smoking status, age at diagnosis, disease activity at

baseline (HBI/SCCAI), disease duration, CRP, ESR, WCC, HB, HCT, PLT, ALB, microbiome composition

Bacterial: Roseburia_inulinivorans, Bifidobacterium_longum, Ruminococcus_gnavus, Veillonella_parvula, Lactobacillus_salivarius, Eggerthella, Burkholderiales_noname and 33 microbiome functional pathways

Prediction of 14-week remission to vedolizumab. Validated in a prospective cohort of 20 patients treated with ant-TNF (14 CD, 6UC), 13 of whom achieved remission at week-14. VedoNET correctly predicted 11/13 cases

Lee33 14 and 54 weeks 79 TNF, 21 Ustekinumab, 85 Vedolizumab

21/185 patients had available clinical, metagenomic, metabolomic and proteomic data AUC for predicting 14-week response after anti-cytokine therapy 96.3% (95% CI 0.88–1.00). Doherty43 6 weeks Ustekinumab Predicting clinical remission at 6 weeks: Clinical data: age, sex, baseline steroids, BMI, disease duration and location, fcal, fecal lactoferrin, CRP, bowel stricture, CDAI subscores

Microbial data: OTU relative abundance (Dialister, Clostridium XI, Coprobacillus, Fuminococcaceae, Ruminococcus, Clostridiales, Coproccoccus, Faecalibacterium, Pasteurellaceae Escherichis/Shigalla), alpha diversity

AUC Clinical data: 0.63 (Sp 0.80, Sn 0.45) Microbial data: AUC 0.84 (Sp 0.77, Sn 0.81) Combined: AUC (0.84 (Sp 0.83, Sn 0.77) Predicting clinical response at 6 weeks: Clinical data: AUC 0.61 (Sp 0.54, Sn 0.72) Microbial data: AUC 0.76 (Sp 0.56, Sn 0.88) Combined: AUC 0.73 (Sp 0.72, Sn 0.68) Post-hoc analysis of 232 patients from CERTIFI, similar in accuracy to using

combined predictive models of microbial and clinical data. This was true for both responders and remitters at 6-weeks

(Continued)

Table 2. (Continued).

Author Predictive time point Therapy Predictive Model Zhou5 30 weeks anti-TNF – IFX Clostridiales (Lachnospiraceae), Anaerostipes, Bacteroidales (Bacteriodaceae),

Bacteroides,Clostridiales (Veillonellaceae), Veillonella (Dispare), Lactobacillales (Streptococcaceae), Streptococcus (Anginosus)

Microbial data alone: AUC 87% Combined with FCal, CDAI: AUC 0.94 CDAI and fcal alone offered accuracy of 59% and 63%

Zhuang40 14 and 30 weeks anti-TNF – IFX Incremental abundance of Blautia and Lachnospiraceae from week 6 predicts: Clinical remission at week 14 (AUC 83% [71–96%]) and week 30 (AUC 84% [72–97%]) Endoscopic efficacy at week 30 (accuracy 89% [79–99%]). Microbial markers also predicted response better than using clinical data alone. Combined with albumin and CRP predicts endoscopic response at week 30 (AUC 91% [82–99%]).

Metabolomic modeling Ding28 11–16 months anti-TNF – IFX, ADA Predictive metabolomic profiling for CD at 11–16 months after anti-TNF.

Three fecal BAs with strongest association predicted anti-TNF response with AUC

of 0.81 (±0.17). Five serum BAs (AUC 0.74 ± 0.15) Urine BAs (AUC 0.70 ± 0.17) Combination of above did not improve prediction Urinary cysteine predicting response: AUC 0.78 ± 0.12. Fecal/serum histidine poorly predictive Serum lipids: AUC 0.78 (±0.12); Sn 0.92, Sp 0.61 Faecal lipids: AUC 0.94 (±0.10); Sn 0.81, Sp 0.64

Microbial profiles associated with mucosal healing predictive of response Hattori31 44–54 weeks Biologic and

A microbial predictive score for mucosal healing was developed as a point system using these six genera. The AUC was 0.80 (sensitivity 0.64, specificity 0.92)

immunomodulator (not specified)

Multivariate regression analysis adjusting for age, sex, smoking history, BMI, CDAI, CRP, ESR albumin, immunomodulator, biologic therapy, elemental diet and PPI demonstrated the microbial composite score to be the strongest predictor for MH (OR 37.5 [3.41–411.99], p = 0.003)

Presence of these genera associated with reduced cumulative rate of relapse at 1 year

Patients with a higher abundance of these bacteria were also significantly less likely to relapse over 11–13 months follow up with no relapses at final follow up in patients scoring 5 (0 vs 40% relapse rate for MPS 5 and < 5 respectively). Combining MPS < 5 with serum albumin (threshold <41.5 g/L) differentiated patients further into moderate and high risk of relapse at final follow up (20% vs 40% respectively).

HBI Harvey Bradshaw Index; SCCAI Simple Crohn’s and Colitis activity index; CDAI CD activity index; CRP C-reactive protein; ESR Erythrocyte sedimentation rate; WCC – White cell count; Hb – Haemoglobin; HCT – hematocrit; PLT – platelet; ALB – albumin; anti-TNF – anti-tumor necrosis factor-alpha; IFX – infliximab; GOLI – golimumab; ADA – adalimumab; NR – not reported; CD – Crohn’s disease, UC – ulcerative colitis; BA – bile acids; PPV – positive predictive value; NPV – negative predictive value; Sn – sensitivity; Sp – specificity; fCal – fecal calprotectin; AUC – area under the curve.

In addition to the metabolomic model from Ding et al,28 ten other studies have developed predictive scores for potential microbiome predictors of the response to therapy. These results are outlined in detail in Table 2. Four studies demonstrated that microbiome predictors alone could predict the response to therapy, with an AUC of 77% or higher. In three small studies, the relative abundance of varying numbers of genera (often Clostridia) predicted the clinical response to antiTNF during, or shortly after induction,25,38,45,48 (although in one of these studies, the time point of the predictor is unclear).25 One study included specific fungal genera with differences in abundance between IBD subtypes, thus including

Candida in the UC model. This improved the accuracy for predicting 12-week response to IFX to 93% for CD and 82% for UC.38

Five studies combined clinical parameters (three of which incorporated fecal calprotectin5,43,45) with microbial variables and demonstrated that the addition or sole use of microbial variables predicts response to therapy better than using clinical data alone. Doherty et al were able to predict 6-week response to ustekinumab in the CERTIFI substudy.43 In the PRISM registry a combined microbial model (‘vedoNet’) that included 40 variables (taxa and metabolomic pathways) predicted 14week clinical response to vedolizumab (AUC 87% and a false discovery rate of less than 25%). This

was validated in a prospective cohort of 20 patients treated with anti-TNF and correctly predicted response in 11/13 cases.42 In the extended analysis of the PRISM registry data 21 patients with available clinical, metagenomic, metabolomic and proteomic results were evaluated. Their proposed model predicted response to anti-cytokine therapy with AUC 0.96 (95% CI, 0.88–1.00). Limiting factors include the use of clinical remission rather than objective markers in over 50% patients, the combination of ustekinumab/anti-TNF as ‘cytokine responders’ and only 21/185 patients being included in the formation of their predictive model.33 In 49 patients with CD treated with IFX, the trend in microbial composition (particularly Blautia and Lachnospiraceae) from baseline to 6 weeks predicted clinical remission at weeks 14 and 30 (accuracy 83% [71–96%] and 84% [72–97%], respectively) and endoscopic response at week 30 (accuracy 89% [79–99%]). No differences were observed between responders and non-responders at baseline.40 In a subset of 16 patients with baseline and follow-up microbial profiling, restoration of Clostridiales toward that of HCs was associated with clinical remission, and patients with a higher abundance at baseline responded better to therapy (accuracy of 87%, improving to 94% if combined with clinical parameters).5

Lastly, Hattori et al investigated the association of the microbiome with mucosal healing (MH) and whether the microbiome could predict prognosis. They performed baseline fecal 16S rRNA sequencing in patients undergoing entire small bowel (SB) endoscopic assessment (either by video capsule endoscopy or double balloon enteroscopy) in 38 patients with SB CD receiving immunomodulators or biologic therapy. Patients with active colonic inflammation or perianal disease were excluded from this study. A low relative abundance of Bacteroidetes and higher Fusobacterium was observed in patients with active endoscopic SB disease. Faecalibacterium, Lachnospira, Paraprevotella, Dialister, Streptococcus and Clostridium were reduced in patients with ulceration at baseline. A microbial predictive score (MPS) for MH was developed as a point system, using these six genera. The AUC for predicting MH was 0.80 (sensitivity, 0.64; specificity, 0.92). Multivariate regression analysis demonstrated that MPS was the strongest

predictor of MH (OR 37.5 [3.41–411.99]). Patients with a higher abundance of these bacteria were also significantly less likely to relapse over 11–13 months follow-up, with no relapses at the final follow-up in patients scoring 5 (0 vs. 40% relapse rate for MPS

5 and < 5, respectively). Combining MPS < 5 with serum albumin (threshold <41.5 g/L) differentiated patients further into moderate and high risk of relapse at final follow up (20% vs 40%, respectively). These findings were not related to a specific therapy, but demonstrated that lack of eubiosis may serve as a treatment target for early escalation of therapy.31

Discussion

In this systematic review, we summarized the current literature on microbiome predictors of response to advanced therapies for IBD. The included studies encompass articles reporting baseline or interval microbiome analyses that putatively predicted, or were associated, with a future treatment response. We have highlighted key themes in the literature that may serve as future biomarkers of treatment response, namely, the favorable abundance of fecal SCFA-producing bacteria and metabolic pathways related to butyrate synthesis; the abundance of fecal opportunistic bacteria associated with non-remission; non-butyrate metabolomic predictors from various sample types (including BAs, amino acids, and lipids); and mycobiome predictors of response. Several predictive indices (using baseline or delta values) have been described, demonstrating that microbial predictors of the response to therapy are more accurate than clinical or biochemical biomarkers alone. Only one study to date provides a predictive model, with independent validation, that may enable the selection of one biologic therapy over another.33 All other studies present associations that have not been externally validated, and in one study42 the predictive score was not specific to a particular therapy. It may be that certain microbial milieus at baseline, or the failure to achieve a specific shift in microbial parameters from baseline, could help us to select patients with more refractory disease who may benefit from enhanced monitoring or early treatment escalation. Further data are required to establish whether this practice would

lead to better outcomes. The identification of microbial biomarkers that are most predictive of response would enable targeted analysis, and thus the utilization of less expensive techniques, making it more applicable to everyday clinical care.

Data regarding the mechanisms underlying the proposed associations are largely derived from in vitro and animal studies. SCFAs (acetate, propionate, and butyrate) are produced by several bacteria, particularly Bacillota, of the order Clostridia. SCFAs are a carbon source for colonic epithelial cells and play an important role in mucosal barrier function.65,66 Their anti-inflammatory properties include boosting extrathymic production of regulatory T cells in mice,67 reduction in oxidative stress via inhibition of NF-kB,68 inhibition of IFNɣ,69 induction of IL-10 (F. prausnitzii),70 upregulation of antimicrobial peptides (Roseburia)71 and they have also been associated with immune surveillance.66 Bifidobacterium, a SCFA-producing organism associated with response to therapy, has also been linked to mucosal barrier function via promotion and maturation of the colonic epithelium.72 However, supplementation of observed microbiome deficiencies has generally not been helpful. Butyrate therapy has not been shown to be efficacious in IBD73–75 and there is insufficient evidence that restoration of a dysbiotic microbiome with pro-, pre-, or synbiotic therapy is routinely beneficial.76 Bifidobacterium longum isolated from the feces of healthy individuals attenuated DSSinduced colitis in mice and augmented the efficacy of IFX. This was associated with an increase in fecal secondary BAs.77 However, replenishing bacterial strains known to be relatively deficient in patients with quiescent UC in vivo has not been associated with a reduced risk of flare.78

The interaction between BAs, microbiota, and luminal inflammation has been previously reviewed.79 Lee and colleagues have corroborated this data and, in addition, demonstrated a link between microbial diversity, BA synthesis, and a favorable response to anti-cytokine over vedolizumab therapy and validated their hypothesis in independent cohorts. This study is the first to demonstrate an association between microbiota composition, metabolomic markers and a differential response to advanced therapy.33 Less

is understood about the putative mechanistic associations between response to therapy and other metabolites discussed in this manuscript.28 Similarly, there is minimal data regarding the mycobiome. A recent RCT randomized consecutive patients with fecal Candida (28% of 242 patients screened) with active mild-to-moderate UC to standard therapy plus placebo (n = 30) or fluconazole (n = 31). The primary endpoint of endoscopic response at 4-weeks was not reached, but secondary endpoints were nominally significant, favoring antifungal therapy (reduction in Robart’s histological score [74% vs. 33%] and fCal [84% vs. 37%]). The presence of fecal Candida was associated with baseline disease severity but the groups were poorly matched, with more patients in the placebo group taking corticosteroids at enrollment.80 Further studies are required to establish whether fungal dysbiosis is relevant to therapeutic response or simply a marker of disease severity.

Limitations

The available data are heterogeneous and have several limitations. Many of the included studies were small (some with opposing results26,29) and their findings were not validated in independent cohorts. Additionally, the approach to microbiome analysis varies. The majority evaluated the relative, rather than absolute, microbial abundance. The former is influenced by the total microbial count and therefore may be less sensitive in identifying alterations in specific microbes that may be associated with the outcome assessed. Amplicons, rather than whole genome sequencing, assess the hypervariable region of the 16S rRNA gene, which may be unable to identify closely related species or strains sharing similar genetic makeup that may be relevant to disease pathogenesis or trajectory.23 The majority of studies incorporate combined cohorts of both UC and CD.5,14,25,27,29,32–36,38,42,44,45,48 Large cohort studies with over 500 patients have shown microbiota differences between UC and CD; in particular, reduced diversity in CD with an overall loss of beneficial species such as Faecalibacterium, Oscillospira, Bifidobacterium and Ruminococcus. 39 Differential abundances between UC and CD have

also been demonstrated in smaller studies in both the bacteriome and the mycobiome,32,38,45 with disease locations39,81 and/or phenotype5 likely influencing microbial signatures. The degree to which each of these factors may influence microbial predictive markers is unclear, but stratification of the PRISM dataset by IBD type did not alter the predictive value of VedoNet.42 Other factors such as cohort age (pediatric vs adult)82 as well as sample type (fecal vs mucosal vs saliva)83 are also likely to contribute to heterogeneity in results between studies. Once additional studies focusing on pediatric cohorts and sample types other than feces have been undertaken, microbial biomarkers of response which differ between pediatric and adult cohorts as well as fecal and other sample types may be able to be assessed. However, due to the limited pediatric and non-fecal sample studies at this time these comparisons have not been made in this review.

Definitions of response and remission vary significantly with many studies using clinical parameters alone to define response or remission14,15,30,42,43,49 which are known to correlate poorly with endoscopic healing.84 Where endoscopic assessments have been used at baseline and follow-up, studies are small,26,29,35 although one study did achieve baseline and follow-up assessments in 49 CD patients with objective scoring assessed and proposed a predictive score for endoscopic healing at week 30.40 In other studies, using endoscopy, there is a lack of clarity regarding the number of patients in whom it was performed25,28,36,37 or objective scores were not employed or defined.35,48 Two studies did present endoscopic outcomes in reasonably sized cohorts33,38 but neither were endoscopically assessed at baseline, without which it is not possible to truly understand the influence of disease severity at baseline, which may confound the results. Other studies used a combination of clinical, biochemical, and/or endoscopic parameters with three, including CSFR, in their definition of response.27,37,47 In an area with so much scientific uncertainty, it seems sensible to define remission with the gold standard of endoscopy performed at baseline and follow-up, although this more invasive method may hinder clinical trial enrollment.

Zhou et al performed a meta-analysis combining their Chinese cohort with data from the RISK and PRISM registries (USA) and showed

similarities in IBD microbiome profiling across ethnicities.5 However, geographical differences in microbiota profiles have previously been described.85,86 Potential confounders were not routinely addressed in the included studies (e.g., dietary intake, exercise,87 smoking,88 alcohol consumption, age, BMI39). This is of particular relevance because in the 502 IBD patients investigated by Yilmaz et al, BMI and age exerted more significant changes in microbial composition than any disease or treatmentrelated factor.39 The exclusion of antibiotics prior to enrollment in the majority of studies is perhaps necessary at this stage of our understanding of the microbiome. However, future studies including these groups will be required, since they are commonly used in everyday clinical practice, particularly in CD.

We did not include studies investigating the response to 5-ASA or corticosteroid therapy for the reasons outlined in our methods. Thus, one large multicenter study (PROTECT) investigating predictors of response in newly diagnosed children with UC was excluded.89 It is worth mentioning that Ruminococcaceae and Sutterella were associated with CSFR at week 52 even after adjusting for clinical predictors. In combination with a rectal gene signature (lower antimicrobial peptide gene expression [PC1]), reduced Suterella and increased Ruminococcaceae at baseline were associated with CSFR at 52 weeks. Based on these data, our results should not be evaluated in isolation. Further work is required to differentiate microbial predictors associated with refractoriness to any therapy in patients who may require more aggressive treatment algorithms, from those in whom particular therapies should be avoided due to the low likelihood of response.

We have also not delved deeply into the mechanisms behind the associations described, which is outside the scope of this review. Several of the included studies also correlated the demonstrated microbial predictors with differential proteomic and genomic findings that will be relevant to future research.29,30,33,35 Aside from multiomics, the interaction between microbiome predictors and drug pharmacokinetics deserves further evaluation. Microbial composition has been associated with both

IFX90 and vedolizumab27 levels and in the epiIIRN database, the use of antibiotics (particularly cephalosporins and penicillins) was associated with immunogenicity to IFX. The latter group replicated increased rates of immunogenicity in antibiotic-exposed mice, while germ-free mice (harboring no microorganisms) did not develop anti-drug antibodies.91

ORCID

Susanna Meade http://orcid.org/0000-0002-8283-6148 Genelle Lunken http://orcid.org/0000-0003-1418-2856

Concluding remarks

Research in this area is challenging, with the key question remaining unanswered: Does the inflammatory environment and associated epithelial disruption lead to dysbiosis, or is microbial dysbiosis the instigator of a proinflammatory state? HCs have been frequently enrolled in studies to identify the parameters of health and disease. However, using data derived from HCs to create predictive models14 is potentially flawed if patients with IBD are unable to reach eubiosis even in the presence of MH.48

Despite the data limitations, we present an updated summary of microbiome predictors of response to advanced therapy in IBD. Future research should focus on collaborative, multiomic analyses with clearly defined homogenous cohorts and definitions of treatment response. New multicentre studies recruiting cohorts in different geographical locations are already underway.92,93 The aim would be to move toward interventional studies where predictive scores alter treatment pathways in the hope that we can improve long-term patient outcomes.

Disclosure statement

BB: Advisor/speaker: Ferring, Janssen, Abbvie, Takeda, Pfizer, Novartis, BMS, Merck, Sandoz, Organon, and Lifelabs. Advisor: Alimentiv, Gilead, Iterative Scopes, AMT, Celgene, Merck, Amgen, Pendopharm, Genentech, BMS, Allergan, Protagonist, Fresenius Kabi, Mylan, Viatris, Bausch Health, Celltrion Healthcare, BioJamp Pharma, and Eupraxia. Research support: Janssen, Abbvie, GSK, BMS, Amgen, Genentech, and Merck. Stock Options: Qu Biological. SM: received speaker fees from Falk Pharma. JLCK, CM, GK, GL nil to declare.

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